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Unit investment trust
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231	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]CSOP ETF Trust and CSOP Asset Management Limited; Notice of Application January 28, 2015 Agency: Securities and Exchange C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-29 11:29:42 Funds Financial services Stock market Exchange-traded fund Collective investment scheme Financial adviser Unit investment trust Investment Company Act Securities and Exchange Commission Financial economics Investment Finance
232	Rathbone Unit Trust Management Limited & Rathbone Greenbank Investments European SRI Transparency Code V3.0 Add to Reading List Source URL: www.eurosif.org Language: English - Date: 2014-05-28 05:46:06 Financial economics Financial services Business ethics Environmental economics Funds Socially responsible investing Rathbone Brothers Principles for Responsible Investment Impact investing Finance Business Social responsibility
233	ICI RESEARCH PERSPECTIVE 1401 H STREET, NW, SUITE 1200 \| WASHINGTON, DC 20005 \| [removed] \| WWW.ICI.ORG WHAT’S INSIDE 2 Introduction 5 Understanding Exchange-Traded Add to Reading List Source URL: www.ici.org Language: English Exchange-traded funds Collective investment schemes Financial services Inverse exchange-traded fund Mutual fund Closed-end fund Exchange-traded note Unit investment trust Investment Company Institute Financial economics Investment Funds
234	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions; Notice of Application January 5, 2015 Agen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 05:01:31 Funds Financial services Collective investment schemes 76th United States Congress Investment Company Act Exchange-traded fund Unit investment trust Security Closed-end fund Financial economics Investment Finance
235	Blanket Order No. 13 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13 (the "Act") AND IN THE MATTER OF THE AUTOMATIC INVESTMENT OF DIVIDENDS OR DISTRIBUTIONS Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:00 Collective investment schemes Institutional investors Funds Mutual fund Dividend Income trust Unit investment trust Financial economics Investment Financial services
236	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-11-24 10:01:52 Funds Collective investment schemes Mutual fund Security Closed-end fund Asset allocation Index fund Stock fund Unit investment trust Financial economics Investment Financial services
237	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-21 09:55:30 Funds Financial services 76th United States Congress Collective investment schemes Exchange-traded fund Financial adviser Unit investment trust Investment Advisers Act Securities and Exchange Commission Financial economics Investment Finance
238	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]November 19, 2014 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 07:42:23 Funds United States securities law 76th United States Congress Financial services Exchange-traded fund Investment Company Act Unit investment trust SEC filing Financial economics Investment Finance
239	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-17 17:37:07 Funds Financial services 76th United States Congress Collective investment schemes Exchange-traded fund Financial adviser Investment Advisers Act Unit investment trust Investment Company Act Financial economics Investment Finance
240	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Pacer Funds Trust, et al.; Notice of Application December 22, 2014 Agency: Securities and Exchange Commission (“Commission”). A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-22 19:39:45 Funds Financial services Stock market 76th United States Congress Exchange-traded fund Collective investment scheme Financial adviser Unit investment trust Investment Company Act Financial economics Investment Finance

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